 
PLANT RESEARCH BREIFING PAPERS - Dr. Ralph Hardy's Testimony on Research Using Plant
Biotechnology
Statement
for Senate Committee on Agriculture, Nutrition,
and Forestry
October
6, 1999
Ralph W. F. Hardy, President
National Agricultural Biotechnology Council
Boyce Thompson Institute for Plant Research, Inc.
Tower Road
Ithaca, NY 14853-1801
It
is a pleasure to participate in this hearing on agricultural
biotechnology and this panel focused on the science,
its applications, and the opportunity for U.S. and
world consumers to be major benefactors. Potential
U.S. consumer benefits include increased security
and sustainability in our food supply but also our
health, energy, environment, and economy. Food will
be more healthful, nutritious, and even safer. The
relationship between food, health, and medicine will
become more seamless as will be documented by examples
presented by this panel. Agricultural crops will become
major sources of economically competitive energy,
chemicals, and materials significantly replacing fossil
based products that can have negative health, environmental,
and economic consequences. The consumer needs to be
informed of these potential products in the research
pipeline so they can balance the benefits to them
versus the fears generated by undocumented risks currently
dominating public media. Although the consumer may
be led to believe that foods from genetically engineered
sources are more risky to the environment and their
health than traditional sources there is no evidence
to support this view and the nature of the genetic
engineering process supports less risk.
Let
me introduce myself. I am President of the National
Agricultural Biotechnology Council (NABC), a consortium
of most of the leading not-for-profit agricultural
research and educational institutions in the United
States and Canada. There are twenty-eight U.S. members
and two Canadian members. The council members are
senior management of their institutions. NABC was
formed in 1989 to provide an open forum to address
in a timely way critical issues regarding the safe,
efficacious, and equitable development of agricultural
biotechnology. NABC has held eleven fora since 1989
on the following topics hosted by the indicated institutions
sustainable agriculture (Iowa State University), food
safety and nutritional quality (Boyce Thompson Institute
and Cornell University), socioeconomics (University
of California, Davis), animal biotechnology (Texas
A&M University), risk (Purdue University), public
good (Michigan State University), gene discovery,
ownership, and access (University of Missouri), novel
products and partnerships (Rutgers University), challenged
environments (University of Saskatchewan), environmental
quality gene escape and pest resistance (Clemson University),
and industrial consolidation and world food security
and sustainability (University of Nebraska). Biobased
industrial products (University of Florida) will be
the topic in May 2000. These combined presentation
/workshop meetings are attended by a broad range of
stakeholders from farmer/growers to industry to activist
groups to government and academe. The meetings increase
understanding and identify specific issues and, most
importantly, build trust across stakeholders. About
7,000 copies of these books compiling the results
of these open fora are distributed annually to leaders
and interested individuals.
I
am also a board member of the AARC Corporation of
USDA, which makes venture capital investments for
early stage commercialization of biobased industrial
products made from plant or animal materials. Previously,
I have been President/CEO of the Boyce Thompson Institute
for Plant Research, Inc. at Cornell University, President/COO
of BioTechnica International, and Director of Life
Sciences at E. I. DuPont.
The
Biobased Economy
The
NABC recognized the need for a vision statement for
agriculture and agricultural research and development
in the 21st century. They envisioned a major expansion
of the role of agriculture beyond food, feed, and
fiber to include the emerging biobased industrial
product area. They proposed that agricultural research
and development should take the lead in providing
technology for the biobased economy of the 21st century.
They noted that the biobased economy would be rooted
in life science and its application technology, biotechnology,
the current dominant science and technology coupled
with engineering processes and supported by the physical
sciences, information technology, and economics. A
copy of the 1998 NABC Vision for Agricultural Research
and Development in the 21st Century with the signed
support of 26 senior managers of public-sector agricultural
research is attached. This vision statement identified
multiple benefits of the biobased economy to U.S.
society and consumers. It identifies increased security
and sustainability in food, health, energy, environment,
and national and rural economies. The National Research
Council (NRC) Report on Biobased Industrial Products
issues in 1999 outlines in some detail the opportunity
for the biobased economy and targets for expanded
agricultural research and development. The NABC Vision
and NRC Report are consistent with S.935 and the President's
Executive Order of August 12, 1999 on Developing and
Promoting Biobased Products and Bioenergy. Today's
panel will focus on food, health, and chemical examples
in the biobased economy.
Language
and Process
I
will make some comments on the language and process
of biotechnology. This panel will focus on the molecular
techniques of agricultural biotechnology. These molecular
techniques are sometimes referred to as genetic engineering
and produce genetically engineered organisms (GEOs).
These organisms may be microorganisms, plants, or
animals. In some cases they are referred to as genetically
modified organisms (GMOs) but this terminology is
confusing since traditional plant and animal breeding
utilizing organismal techniques also produces genetically
modified organisms with improved traits, as does genetic
engineering. These molecular techniques or genetic
engineering permit the directed movement of one or
more specific genes, the units of genetic information
from one organism to another. The movement may be
within a genus as in traditional breeding, but also
includes movement between genera. Molecular movement
of genes from one organism to another produces what
scientists call a transgenic organism. The product
from the transferred gene is called a transgenic product.
Often a marker gene is included along with the desired
gene(s) in the directed movement so as to facilitate
the easy identification of the organism with the desired
added gene(s). The objective of traditional breeding
is to improve the traits (genes) of a plant or animal
such as improved yield or quality or disease and pest
resistance. The parallel objective of genetic engineering
is to improve the trait genes of a microorganism,
plant, or animal such as improved yield, or qualities,
or disease and pest resistance. Plant breeding uses
massive transfer of genes - about 30,000 different
genes in the case of plants - and subsequent sorting,
while genetic engineering selects and transfers only
those genes - two or a few in most cases to date -
for the desired benefit and identification. The massive
sorting required for traditional breeding is eliminated
in genetic engineering.
Molecular
methods of genetic improvement in especially crop
plants are enabling a powerful directed-design approach.
Our improved understanding of biology is leading to
principles or laws e.g., genes are the units of genetic
information; DNA/RNA are the elements of genes; DNA
double helix structure, and its self replication;
DNA (top management molecules) directs RNA formation
(middle management molecules) directs protein formation
(worker molecules); and protein folding for its cellular
function. The information base of biology such as
genomic sequences is exploding with a predicted 100X
increase in the next decade. The tools for gene identification
and use for improved organisms, e.g. plants, are available
but will see major improvement with replacement of
antibiotic-resistant marker genes and development
of site-specific introductions of genes. The combination
of laws/principles, information, and tools will improve
our ability to do directed designed improvements of
agricultural organisms and to make products even safer
through the asking and answering of the key risk questions.
However, no guarantee of absolute safety can ever
be made for anything.
Relative
Risk
The
inherent risk to the environment and human health
in genetic improvement has declined as we have progressed
from the highly random whole organism process of traditional
breeding to the directed molecular process of genetic
improvement. The ability to ask and answer the important
risk questions is key to minimizing risk. This ability
is much greater for the molecular than the whole organism
process. For example, selection of plants from the
wild in the emerging days of agriculture was highly
risky because there was only crude ability to ask
and answer risk questions.
Plant
breeding enables much improved but still somewhat
limited ability to ask and answer risk questions.
For example, plant breeding may use a wild relative
of a highly domesticated crop to provide a disease
resistance trait to the domesticated plant. In simple
terms, the about 30,000 different genes of the wild
plant with only a very few of those genes providing
the disease resistance trait are mixed with the about
30,000 different genes in the domesticated plant.
A major sorting process follows to retain the few
desired genes for disease resistance and eliminate
especially those genes from the wild relatives that
will produce an undesirable outcome such as reduced
yield, quality, or any other outcome that is agronomically
or consumer undesirable. However, one does not know
all the important risk questions to ask to assure
that all the undesirable genes have been eliminated
from the improved domesticated plant. An example of
a failure to ask the right risk questions is male-sterile
cytoplasm (MSC) corn. MSC corn was useful in hybrid
corn production eliminating the need for physical
detasseling. In the early 1970s, the MSC trait dominated
hybrid corn production. However, the MSC trait was
also accompanied by an unrecognized trait of susceptibility
to southern corn blight disease. About 15 percent
of the U.S. corn crop in the early 1970s were lost
to this disease because the knowledge to ask the risk
question about the disease trait did not exist. Inspite
of the incomplete ability to ask the right risk questions
the overall experience with plant breeding has been
relatively low in risk.
An
example of asking and answering the important risk
question occurred in the molecular effort to genetically
engineer soybeans with a high content of the amino
acid, methionine, whose content is limiting in soybeans.
A gene that produces a high methionine content in
Brazil Nuts was used. It was known that Brazil Nuts
could be allergenic. Dr. S. Taylor, an expert in allergenicity
at the University of Nebraska was asked to assess
the high methionine protein for allergenicity. The
protein was found to be allergenic and the project
terminated.
The
commercialized products of agricultural and food biotechnology
involve minimal compositional change with, for example,
the use of a single gene producing a protein with
minimal change. The nutrients available for absorption
by our body following digestion of a specific food
product made from, for example, a herbicide-tolerant
soybean crop and its genetic mate that is not herbicide
tolerant are essentially identical and less different,
on average, than the nutrients available from consumption
of different cultivars of soybean. A similar statement
could be made for a Bt insect-resistant crop and its
non-Bt crop mate. The modest and known changes in
the molecularly improved crops to date are correctly
viewed as substantially similar to their non-improved
genetic mates.
Experience
to Date
The
commercialized agricultural and food transgenic products
to date include chymosin for cheese making, bovine
somatotropin for increased milk productivity, and
herbicide-tolerant and insect-resistant crops. The
favorable experience with these products to date is
informative.
Cheese
making until 1990 used mainly rennin, a preparation
from animal stomachs, to coagulate the milk proteins.
The active natural chemical in the animal stomach
is a protein/enzyme called chymosin. The product,
usually from a slaughtered calf stomach, is only about
two percent chymosin. The lack of a consistent and
reliable supply of this crude product encouraged the
isolation of the animal gene for chymosin and introduction
of that gene into bacteria and yeast. The transgenic
bacteria or yeast are grown in highly controlled fermentors,
and a product that is highly purified-98+ percent
pure chymosin-is produced. The generic name for this
product is fermentation-produced chymosin or FPC.
The chymosin in FPC is chemically identical to that
in the calf stomach but is highly pure, consistently
available, and highly effective in cheese making.
FPC was approved by FDA in 1990 and is the first transgenic
product used in food making. By 1994 FPC was approved
as kosher, halal, and vegetarian and had about 60
percent market share in cheese making. This year the
estimated market share for FPC in cheese making in
Canada and the U.S. is 80 to 90 percent. This very
high market share of FPC demonstrates efficacy in
cheese making, and the broad approvals indicate its
acceptance. We have almost ten years of favorable
experience with this food product made by a genetically
engineered organism. Any person who eats cheese in
Canada and the U.S. has been eating a food whose processing
involves a transgenic food product. I personally like
to think that my cheese is being made with a highly
pure product, made under highly controlled conditions
rather than an extremely crude product obtained from
a slaughterhouse source. This is the premier story
and major consumer experience base in food biotechnology.
The
next product of agricultural biotechnology was bovine
somatotropin (BST) approved by FDA for increased milk
productivity in 1994. This product has maybe only
30 percent U.S. market penetration in contrast to
chymosin's 80-90 percent market share. Canada has
not approved the product, expressing a concern about
dairy-cow health and at the same time finding no identified
concern about human health. Much controversy has surrounded
this product, and this controversy has been used by
opponents to question all of agricultural and food
biotechnology.
The
more recent product introductions include herbicide-tolerant
soybeans, corn, and canola and Bt-containing cotton,
corn, and potatoes for protection against certain
pest insects - agronomic advantages. The approval
of these transgenic crops began in the mid 1990s.
Rapid market penetration of the transgenic soybean,
corn, cotton, and canola products occurred with 50
percent or more of the U.S. and Canadian acreage of
these crops now transgenic, suggesting that farmers/growers
see advantages to these crops. These transgenic crops
are benefiting the agribusiness companies that own
and market them and the farmers/growers who use them;
another major benefactor in several cases is the environment
including the agroecosystem. Herbicide-tolerant crops
allow the use of highly effective herbicides with
a field-activity duration of days versus most traditional
herbicides with a field activity of months and in
some cases years. Thus, the agroecosystem has the
advantage of the use of short-lived herbicides, which
increases the ability to practice crop rotation and
removes any possible consumer concern that the herbicide
might remain in the harvested product. I am amazed
that public-interest groups with their major interest
in environmental protection are opposing rather than
aggressively promoting herbicide-tolerant crops. The
issue of the possibility of escape of the transgenic
herbicide-tolerant gene to wild and weedy relatives
is raised, but in the case of soybeans and corn, wild
and weedy relatives do not occur in the U.S. thereby
eliminating that risk. The same statement could not
be made for sorghum and, to my knowledge, there is
no herbicide-tolerant sorghum product in the pipeline.
Industry is being environmentally responsible in its
selection of commercial targets.
Crops
such as corn, soybeans, and canola are the sources
for a large number of food products. There is a minimal
change in genes (only two of about 30,000 different
genes in the transgenic crops to date). As a result,
there will only be minimal change in proteins mimicking
that in the genes. The building blocks of these introduced
genes and resultant proteins are similar to those
in the large number of genes and proteins already
in the crop. The amount of any of these introduced
genes or resultant proteins in the food product is
exceedingly small and these genes and proteins are
digested to the same basic chemical nutrients as any
other gene or protein.
Consumer
Benefits
The
consumer, to date, does not perceive a direct benefit
from agricultural biotechnology. Some of this may
be the failure to communicate the positive story to
the consumer of FPC chymosin, and use of short-lived
herbicides. Also the historic fact that improved agricultural
technology initially provides economical benefits
to the farmer/grower but ultimately the consumer receives
the major benefit in reduced prices of food staples.
There
are a number of potential products in the research
pipeline where the consumer will easily relate to
the benefits. Today's panel will describe several
of these. Dr. Charles Arntzen's laboratory at the
Boyce Thompson Institute for Plant Research, Inc.
is developing edible vaccines in transgenic plants.
Clinical trials of a hepatitis vaccine in potatoes
were initiated earlier this summer. These edible vaccines
could be attractive as oral rather than injection-delivery
systems in the developed world and possibly the only
broadly workable delivery system in the developing
world where refrigerated vaccine storage and injection
is not broadly available. Dr. Dean Della Penna from
the University of Nevada will describe transgenic
plants with increased vitamins for improved health.
Oil seeds with increased amounts of the antioxidant
vitamin E may be beneficial to cardiovascular and
other areas of health. Rice with increased beta-carotene/vitamin
A could be very important in reducing blindness due
to inadequate vitamin A in the developing world where
rice is the major food crop.
Some
of our major foods such as milk, wheat, peanuts, etc.
have major allergenicity problems for a fraction of
the U.S. population. It is my understanding from Dr.
Taylor that hypoallergenic rice has been made in Japan
using molecular biotechnology. Other scientists are
focusing on peanut allergy. Dr. Robert Buchanan at
the University of California-Berkeley, is modifying
the three-dimensional structures of allergenic proteins
to reduce their allergenicity. Dr. Roger Beachy of
the Danforth Center for Plant Research has been a
leader in developing viral-resistant crops. Papaya,
a consumer crop grown in Hawaii, has benefited from
his technology as well as other crops in developing
countries.
Physical
and chemical stresses are major limitations in crop
productivity especially in parts of the world where
there is severely limited food supply. Dr. Walter
Hill of Tuskegee University will describe a novel
new program involving universities and government
to genetically engineer crops with increased stress
tolerance. Dr. John Ohlrogge of Michigan State University
will provide examples of plant modification to improve
their value as oils for biobased industrial products.
Dr. Ray Bressan of Purdue University will describe
molecular approaches for drought tolerance. The need
for such tolerance in the Eastern U.S. was great this
year. Dr. Brian Larkins will discuss proteins with
improved nutritional value and relevance to improved
health.
In
addition, there are other research stage biotechnology
products that will directly benefit consumers. Antibodies
(plantabodies) to dental-decay organisms are being
produced in plants for use in dental health. Brushing
with these plantabodies reduces decay. Genes from
Jerusalem artichoke have been placed into sugar beets
that then produce fructans rather than sucrose. Fructans
are not digestible. Short-chain fructans taste sweet
and may have use as low-calorie sweeteners. Long-chain
fructans form emulsions with the mouth-feel of fat
but are not digestible - the desirable fat taste without
caloric consequences! A genetically modified tomato
is being used to make an improved puree in Europe.
This marketed product is identified as coming from
a genetically engineered tomato. Model experiments
with transgenic mice produced milk with a 50-80 percent
reduction in lactose; similarly transgenic dairy animals
might produce low-lactose milk that would be attractive
to people with lactose intolerance. A plant-produced
vaccine has shown early effectiveness against a cancer.
A transgenic pig produces phytase, thereby enabling
increased use of phosphorus in feed and reducing the
need for additional phosphate and thereby reducing
phosphate-producing pollution by manure. There are
many examples where pharmaceuticals are being produced
in transgenic plants or animals and potential efficacy
is being shown. The consumer will receive many direct
benefits of agricultural biotechnology.
The
21st Century could and should be the golden era of
agriculture. Science will use the expanding laws/principles
of biology, the exploding information base, and improved
tools to design products with value to the agri-input
industry, the food-processing and delivery industry,
the biomedical industry, and the energy, chemical,
and materials industries, the farmer/grower, and ultimately,
in all cases for the end-user, the consumer. Genetic
improvement of microorganisms, plants, and animals
using molecular approaches that are variously identified
as genetically engineered organisms, transgenic organisms,
or genetically modified organisms, or molecularly
modified organisms have received and continue to receive
extensive scientific examination regarding risks to
the environment and to humans. These risks must be
evaluated relative to those of existing products that
they would replace. Genetically engineered crops are
inherently less risky because of the ability to better
ask and answer the important risk questions than for
existing processes. In some cases, such as herbicide
tolerance, the products are much more favorable to
the environment than the products/procedures they
are replacing - use of herbicides that last days,
not months or years. We must continue to aggressively
ask and answer the risk questions such as was done
in the early identification of the allergenicity of
the high-methionine Brazil-nut protein and the discontinuation
of the development of this product long before it
reached the consumer. Many are understandably concerned
about foods from transgenic crops because they are
perceived as new and different. Comfort will grow
as the consumer has favorable experiences. The use
of FPC chymosin in cheese making represents about
a decade of favorable experience with a food product.
The overall compositional changes in genetically engineered
crops to date are very, very, very small - two in
30,000 -and on average much less than that between
some different cultivars of the same crop. The products
in the pipeline provide consumer benefits from more
nutritious food to more healthy food to consumer products,
e.g. polymers, from sunlight and green plants rather
than fossil fuels and industrial plants. The future
will be exciting and beneficial for the consumer.
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